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Legal Compliance Courses
Find a list of Legal Compliance courses, seminars and workshops taking place around the globe.
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date
title
venue
city
Category
29.05.2012
09.30 h
17.00 h
Introduction to the FSA Listing Rules ("Purple Book") Course
London (Central)
London
Legal Compliance Courses
Back Office Inhouse Courses
Corporate Banking Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
29.05.2012
09.30 h
30.05.2012
17.00 h
Listing Rules & Takeover Code Fundamentals Course
London (Central)
London
Corporate Finance Courses
Accounting & Finance Courses
Back Office Courses
Capital Markets Courses
Corporate Banking Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Capital Markets Inhouse
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
29.05.2012
09.30 h
30.05.2012
17.00 h
The Listing Rules & The Takeover Code – The Fundamentals Course
London (Central)
London
Accounting & Finance Courses
Legal Compliance Courses
Accounting & Finance Inhouse
30.05.2012
09.30 h
17.00 h
Drafting Documents V: Documentation for AIM Flotations Course
London (Central)
London
Debt / Fixed Income Courses
Accounting & Finance Courses
Back Office Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Back Office Inhouse Courses
Debt / Fixed Income Inhouse
Equities Inhouse
Investment Banking / M & A Inhouse
Legal / Compliance Inhouse
30.05.2012
09.30 h
17.00 h
Introduction To The Takeover Code (Blue Book) Course
London (Central)
London
Corporate Finance Courses
Back Office Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
31.05.2012
09.30 h
17.00 h
Legal Due Diligence Course
London (Central)
London
Legal Compliance Courses
Research Courses
Back Office Inhouse Courses
Legal / Compliance Inhouse
20.06.2012
21.06.2012
Corporate Governance Course
London (Central)
London
Legal Compliance Courses
Risk Management Courses
Legal / Compliance Inhouse
21.06.2012
09.30 h
17.00 h
Financial Reporting Requirements for Investment Circulars
London (Central)
London
Corporate Finance Courses
Accounting & Finance Courses
Back Office Courses
Capital Markets Courses
Corporate Banking Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Capital Markets Inhouse
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
21.06.2012
09.30 h
17.00 h
The Role of a Company Secretary Course
London (Central)
London
Corporate Finance Courses
Back Office Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
21.06.2012
09.30 h
17.00 h
Financial Reporting Requirements for Investment Circulars Course
London (Central)
London
Accounting & Finance Courses
Corporate Banking Courses
Legal Compliance Courses
Accounting & Finance Inhouse
Legal / Compliance Inhouse
22.06.2012
09.30 h
13.00 h
Anti Money Laundering Course
London (Central)
London
Legal Compliance Courses
Back Office Inhouse Courses
Corporate Banking Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
27.06.2012
09.30 h
17.00 h
FSA Listing Rules Update Course
London (Central)
London
Corporate Finance Courses
Accounting & Finance Courses
Back Office Courses
Capital Markets Courses
Corporate Banking Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Capital Markets Inhouse
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
27.06.2012
09.30 h
17.00 h
FSA Listing Rules Update Course
London (Central)
London
Back Office Courses
Legal Compliance Courses
28.06.2012
29.06.2012
Basel III Course
London (Central)
London
Legal Compliance Courses
Legal / Compliance Inhouse
05.07.2012
09.30 h
17.00 h
Takeover Code Update Course
London (Central)
London
Corporate Finance Courses
Back Office Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
10.07.2012
09.00 h
17.00 h
Financial Covenants Course
London (Central)
London
Legal Compliance Courses
Research Courses
Back Office Inhouse Courses
Legal / Compliance Inhouse
07.09.2012
09.30 h
17.00 h
Financial Promotions Course
London (Central)
London
Legal Compliance Courses
Legal / Compliance Inhouse
11.09.2012
09.30 h
17.00 h
Introduction to the FSA Listing Rules ("Purple Book") Course
London (Central)
London
Legal Compliance Courses
Back Office Inhouse Courses
Corporate Banking Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
11.09.2012
09.30 h
12.09.2012
17.00 h
Listing Rules & Takeover Code Fundamentals Course
London (Central)
London
Corporate Finance Courses
Accounting & Finance Courses
Back Office Courses
Capital Markets Courses
Corporate Banking Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Capital Markets Inhouse
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
11.09.2012
09.30 h
12.09.2012
17.00 h
The Listing Rules & The Takeover Code – The Fundamentals Course
London (Central)
London
Accounting & Finance Courses
Legal Compliance Courses
Accounting & Finance Inhouse
12.09.2012
09.30 h
17.00 h
Introduction To The Takeover Code (Blue Book) Course
London (Central)
London
Corporate Finance Courses
Back Office Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
17.09.2012
19.09.2012
Basel III Workshop - Framework, Implementation and Risk Management Implications
Prague
Prague
Back Office Courses
Legal Compliance Courses
Risk Management Courses
Back Office Inhouse Courses
Legal / Compliance Inhouse
Risk Management Inhouse
19.09.2012
09.30 h
17.00 h
Financial Reporting Requirements for Investment Circulars
London (Central)
London
Corporate Finance Courses
Accounting & Finance Courses
Back Office Courses
Capital Markets Courses
Corporate Banking Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Capital Markets Inhouse
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
19.09.2012
09.30 h
17.00 h
Financial Reporting Requirements for Investment Circulars Course
London (Central)
London
Accounting & Finance Courses
Corporate Banking Courses
Legal Compliance Courses
Accounting & Finance Inhouse
Legal / Compliance Inhouse
02.10.2012
09.00 h
17.00 h
Financial Covenants Course
London (Central)
London
Legal Compliance Courses
Research Courses
Back Office Inhouse Courses
Legal / Compliance Inhouse
04.10.2012
09.30 h
17.00 h
Drafting Documents I – Prospectuses and Verification Course
London (Central)
London
Debt / Fixed Income Courses
Accounting & Finance Courses
Back Office Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Back Office Inhouse Courses
Debt / Fixed Income Inhouse
Equities Inhouse
Investment Banking / M & A Inhouse
Legal / Compliance Inhouse
11.10.2012
09.30 h
17.00 h
Drafting Documents II – Rights Issues, Open Offers, Underwriting & Placing Agreements
London (Central)
London
Debt / Fixed Income Courses
Accounting & Finance Courses
Back Office Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Back Office Inhouse Courses
Debt / Fixed Income Inhouse
Equities Inhouse
Investment Banking / M & A Inhouse
Legal / Compliance Inhouse
15.10.2012
09.30 h
17.00 h
UK Financial Services Regulation & Compliance Course
London (Central)
London
Legal Compliance Courses
Back Office Inhouse Courses
Corporate Banking Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
18.10.2012
09.30 h
17.00 h
Drafting Documents IV: Takeover Offer Documents Course
London (Central)
London
Debt / Fixed Income Courses
Accounting & Finance Courses
Back Office Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Back Office Inhouse Courses
Debt / Fixed Income Inhouse
Equities Inhouse
Investment Banking / M & A Inhouse
Legal / Compliance Inhouse
18.10.2012
09.30 h
17.00 h
Drafting Documents V: Documentation for AIM Flotations Course
London (Central)
London
Debt / Fixed Income Courses
Accounting & Finance Courses
Back Office Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Back Office Inhouse Courses
Debt / Fixed Income Inhouse
Equities Inhouse
Investment Banking / M & A Inhouse
Legal / Compliance Inhouse
18.10.2012
09.30 h
17.00 h
Takeover Code Update Course
London (Central)
London
Corporate Finance Courses
Back Office Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
30.10.2012
09.30 h
17.00 h
FSA Listing Rules Update Course
London (Central)
London
Corporate Finance Courses
Accounting & Finance Courses
Back Office Courses
Capital Markets Courses
Corporate Banking Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Capital Markets Inhouse
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
05.11.2012
09.30 h
13.00 h
Anti Money Laundering Course
London (Central)
London
Legal Compliance Courses
Back Office Inhouse Courses
Corporate Banking Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
08.11.2012
09.30 h
17.00 h
Legal Due Diligence Course
London (Central)
London
Legal Compliance Courses
Research Courses
Back Office Inhouse Courses
Legal / Compliance Inhouse
21.11.2012
09.30 h
17.00 h
Effective Corporate Governance Course
London (Central)
London
Back Office Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Back Office Inhouse Courses
Legal / Compliance Inhouse
22.11.2012
09.30 h
17.00 h
The Role of a Company Secretary Course
London (Central)
London
Corporate Finance Courses
Back Office Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
27.11.2012
09.30 h
17.00 h
Drafting Documents III – Sale and Purchase Agreements Course
London (Central)
London
Debt / Fixed Income Courses
Accounting & Finance Courses
Back Office Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Back Office Inhouse Courses
Debt / Fixed Income Inhouse
Equities Inhouse
Investment Banking / M & A Inhouse
Legal / Compliance Inhouse
04.12.2012
09.30 h
17.00 h
Introduction to the FSA Listing Rules ("Purple Book") Course
London (Central)
London
Legal Compliance Courses
Back Office Inhouse Courses
Corporate Banking Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
04.12.2012
09.30 h
05.12.2012
17.00 h
The Listing Rules & The Takeover Code – The Fundamentals Course
London (Central)
London
Accounting & Finance Courses
Legal Compliance Courses
Accounting & Finance Inhouse
04.12.2012
09.30 h
05.12.2012
17.00 h
Listing Rules & Takeover Code Fundamentals Course
London (Central)
London
Corporate Finance Courses
Accounting & Finance Courses
Back Office Courses
Capital Markets Courses
Corporate Banking Courses
Equities Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Capital Markets Inhouse
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
05.12.2012
09.30 h
17.00 h
Introduction To The Takeover Code (Blue Book) Course
London (Central)
London
Corporate Finance Courses
Back Office Courses
Investment Banking / M & A Courses
Legal Compliance Courses
Operations Settlements Clearing Courses
Private Equity / Venture Capital
Back Office Inhouse Courses
Corporate Banking Inhouse
Corporate Finance Inhouse
Corporate Restructuring Inhouse
Legal / Compliance Inhouse
Risk Management Inhouse
